Graduate Certificate - Financial Services - Compliance and Risk (B434)

The Financial Services - Compliance and Risk (B434) program is designed with industry leaders to prepare students to excel in the vast area of compliance and risk services in financial institutions. Approved by Ontario’s Ministry of Colleges and Universities, this program features industry leading curriculum to provide students with a competitive advantage when seeking opportunities in organizations across the financial services sector.

It takes a holistic approach to compliance and its relationship with key stakeholders by balancing practical and strategic solutions against increased regulatory oversight, technological complexity, and ethical concerns. Students explore a range of courses, including Anti-Money Laundering (AML), Regulatory Oversight of Financial Products, Advanced Topics in Regulatory Compliance, Risk Management and Strategic Decision Making and more.